The Securities and Exchange Commission has reopened its ... The inquiry will focus on whether the hedge ... A previous joint investigation by the SEC and...
The Financial Services Authority has levied a record-breaking ... The ruling does not claim that Aon either ... The fine, which would have been £7.5m but ... "This is the largest financial crime-related fine imposed...
The head of transatlantic exchange group Nasdaq OMX ... Speaking at the National Press Club in Washington ... “Two different agencies with two very different approaches ... Although the SEC has responsibility for securities markets ... Last year, a turf-war broke out over which...
The financial markets remain engulfed in "fundamental disequilibrium" ... In a note entitled Oppenheimer Redux, published by ... Jurshevski said: “We have been trawling through the ... He added: “Therefore we have to say ‘thank ... The advisory firm believes there are three critical...
Shuaa Capital, the emirates-based investment bank that is ... The delisting from the Kuwait Stock Exchange coincides ... The GCC includes Bahrain, Kuwait, Oman, Qatar, Saudi ... Oliver Schutzmann, head of investor relations at Shuaa ... Shuaa Capital expects that the move to treat...
The Bank for International Settlements on Tuesday unveiled ... A bank's stress-testing programme must be directed by ... The principles are mainly designed to ensure that...
The UK’s Financial Services Authority today doled out ... The FSA, which has vowed to crack down ... The regulator said that between January 14, 2005 ... The FSA highlighted 66 suspicious payments to nine ... Margaret Cole, FSA director of enforcement, said: “This ... The FSA took into account the fact that...
The Financial Services Authority may force investors to ... Andrew Shrimpton, a former chief of hedge fund ... The City watchdog has written to investment banks, ... Tim Steer, a fund manager for New Star ... The Alternative Investment Management Association said that it...
The Bank for International Settlements on Tuesday unveiled ... A bank's stress-testing programme must be directed by ... The principles are mainly designed to ensure that...
The financial markets remain engulfed in "fundamental disequilibrium" ... In note entitled Oppenheimer Redux, published by Recovery ... Jurshevski said: “We have been trawling through the ... He added: “Therefore we have to say ‘thank ... The advisory firm believes there are three critical...
A regulatory specialist that correctly predicted the impact ... JWG-IT Group, a think tank that emerged to ... The rules propose standards for how the senior ... Firstly, JWG-IT questioned the timing of the programme, ... The FSA has estimated implementation of the new ... The report warned: “Very few senior back office...
A return of confidence and better coordinated government ... While many of those surveyed praised the huge ... Nineteen out of the 50 senior financial industry ... Andreas Utermann, global chief investment officer at RCM, ... Institutional investor confidence levels fell to a record...
The Financial Services Authority on Monday said that ... The City watchdog said that it planned to ... Sally Dewar, the FSA’s managing director of wholesale ... The UK risks a repeat of the current ... The FSA will permit parties to submit views ... However, the FSA is introducing a slight modification...
The Financial Services Authority said it will revoke ... The FSA, which will consult with companies by ... The UK risks a repeat of the current ... The ban, imposed in September amid concerns it ... The City watchdog also said it will outline ... The body should provide early warnings of systemic...
A return of confidence and better co-ordinated government ... While many of those surveyed praised the huge ... Nineteen out of the 50 senior financial industry ... Andreas Utermann, global chief investment officer at RCM, ... Institutional investor confidence levels fell to a record...
The Association of British Insurers has lowered its ... “We need to make the process quicker so ... Under the new guidelines, companies are required only ... The measures, which constitute best practices rather than...
The Financial Services Authority is asking some of ... Top City lawyers say they have seen an ... While bolstering its staff of supervisors and imposing ... The FSA, which is also tightening supervision of ... Lawyers say the City regulator’s focus on disclosure...
The European Central Bank could be provided significant ... The ECB could assume responsibility for supervising big ... He argued that EU plans to improve cooperation...